SEC Forms by State
Get the state SEC forms so you can save up-front attorney costs by having and filling out the forms – and take the proper steps so you can be confident that you are in compliance with the SEC! You should be able to cut attorney costs, but you will still need to use an SEC attorney to do the proper filings.
SEC Website Disclaimers by State
Navigating the SEC Highway
SEC Test
You might not know this but if you are going to use private lenders to fund your real estate deals, there are rules that apply. The Securities and Exchange Commission established those rules.
The Securities and Exchange Commission has a handful of different programs you must use depending on choices that you make.
The good news….
SEC Compliance Questions & Answers
RECENTLY UPDATED: This very revealing manual and audio CD contains basic securities information for real estate investors.
SEC Learning Library
The SAFE Act
Who Is the REAL SEC?
Attorney Checklist
The Essential SEC Guide
Model Accredited Investor Exemption (MAIE)
SCOR: Small Corporate Offering Registration
SEC Form D
The whys, whats, and hows of the SEC Form D.